Employee compliance for the financial services sector
Personal trading, cryptocurrency, private investment, MNPI, certifications and attestations
COMPLY Program Management
Elevate your compliance program management with an integrated solution designed by compliance experts for compliance professionals.
Data services
Data interoperability, ad-hoc data entry, bulk reconciliation, data and mass user cleanup, brokerage statement entry
Managed Services
System configuration and customization, processing rules and alert set-up, report creation, data feed setup, change management
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Other COMPLY offerings
