Value Management LLC AB stock holdings and net worth by SEC Form 4 filings Mar, 2024 (2024)

FAQs

Where can I find form 4 filings? ›

Forms 3, 4, and 5 are publicly available through the SEC's EDGAR database at www.sec.gov/ edgar/searchedgar/webusers. htm. In addition to the SEC's EDGAR database, there also are many third-party websites that offer insider ownership and transaction information.

You may go right to the Security & Exchange Commission's (SEC) EDGAR database. "Search for Company Filings" is the most popular search.

You can find out the names of the shareholders of a public company through several resources. If you wish to find out the names of large shareholders of a public company that has filed with the SEC, you can find this information by searching EDGAR, the SEC's Electronic Data Gathering, Analysis, and Retrieval System.

To see the older SEC Filings (1993-present), you have to do a separate search under Government Filings tab. See the tabs at the top of the search screen. Mergent Archives contains annual reports going back to the 1900s.

Form 4 is required to be filed by a company or the individual at the company when there is a change in the holdings of company insiders. Form 4 must be filed with the SEC within two days of the transaction.

Form 4 Filings are triggered when someone considered an insider purchases or sells company stock. Once a Form 4 is filed, it is made publicly available to ensure transparency of insider transactions in company securities, including number of shares bought or sold and the price paid for them.

Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online.

All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. Anyone can access and download this information for free.

SEC rules require your company to file annual reports on Form 10-K and quarterly reports on Form 10-Q with the SEC on an ongoing basis. These reports require much of the same information about the company as is required in a registration statement for a public offering.

A shareholder is a person, company, or institution that owns at least one share of a company's stock or in a mutual fund. Shareholders essentially own the company, which comes with certain rights and responsibilities.

How do I find shares in my name? ›

The share registry will send you a holding or dividend statement that may look something like this. You'll normally find the share registry's details in the top-right corner. Go to the company's website and search for an Investor Relations section. The share registry will be shown there.

Companies may disclose the identities of their shareholders on such corporate registries. And in some cases, investors may disclose their shareholdings in companies.

Subject to the provisions of the Freedom of Information Act, the SEC cannot disclose the existence or non-existence of an investigation or any information gathered unless made a matter of public record in proceedings brought before the SEC or in the courts.

Private companies are required to file reports with the Securities and Exchange Commission (SEC) if they meet these criteria: Companies with more than $10 million in assets whose stock is held by more than 500 owners. Companies that have made a public debt offering.

The following is a summary of general EDGAR hours of operation: The EDGAR system hours of operation for submitting files are 6:00am to 10:00pm Eastern Time, weekdays, excluding Federal Holidays. EDGAR filings must occur by 5:30pm ET (when the SEC officially ends its business day) to receive the same-day filing date.

You can search for and retrieve Form 13F filings using the SEC's EDGAR database. To find the filings of a particular money manager, enter the money manager's name in the Company Name field. To see all recently filed 13Fs, use the "Latest Filings" search function and enter "13F" in the Form Type box.

Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online.

The filing in question is called a Form 4, known as an insider trading report. Insiders must file a Form 4 when they buy or sell company shares.