Principles of Financial Regulation (2024)

Online ISBN:

9780191828782

Print ISBN:

9780198786474

Publisher:

Oxford University Press

Book

Get access

John Armour,

John Armour

Hogan Lovells Professor of Law and Finance, University of Oxford

Find on

Oxford Academic

Dan Awrey,

Dan Awrey

Associate Professor of Law and Finance and Academic Director of the MSc in Law and Finance programme, University of Oxford

Find on

Oxford Academic

Paul Davies,

Paul Davies

Senior Research Fellow, Harris Manchester College, University of Oxford

Find on

Oxford Academic

Luca Enriques,

Luca Enriques

Allen & Overy Professor of Corporate Law, University of Oxford

Find on

Oxford Academic

Jeffrey N. Gordon,

Jeffrey N. Gordon

Richard Paul Richman Professor of Law, Columbia Law School and Co-Director of the Richman Center for Business, Law, and Public Policy and the Millstein Center for Global Markets and Corporate Ownership

Find on

Oxford Academic

Colin Mayer,

Colin Mayer

Peter Moores Professor of Management Studies, Saïd Business School, University of Oxford

Find on

Oxford Academic

Published:

28 July 2016

Online ISBN:

9780191828782

Print ISBN:

9780198786474

Publisher:

Oxford University Press

Cite

Armour, John, and others, Principles of Financial Regulation (Oxford, 2016; online edn, Oxford Academic, 20 Oct. 2016), https://doi.org/10.1093/acprof:oso/9780198786474.001.0001, accessed 8 Mar. 2024.

Close

Search

Close

Search

Advanced Search

Search Menu

Abstract

The financial crisis of 2007–9 revealed serious failings in the regulation of financial institutions and markets. Prompting a fundamental reconsideration of the design of financial regulation, the financial system has become ever more complex and interconnected, and the pace of evolution continues to accelerate. It is now clear that regulation must focus on the financial system as a whole, but this poses significant challenges for regulators. This book describes how to address those challenges. Examining the subject from a holistic and multidisciplinary perspective, the book considers the underlying policies and the objectives of regulation by drawing on economics, finance, and law methodologies. The volume examines regulation in a purposive and dynamic way by framing the book in terms of what the financial system does, rather than what financial regulation is. By analysing specific regulatory measures, the book provides readers with the opportunity to assess regulatory choices on specific policy issues and encourages critical reflection on the design of regulation.

Keywords: financial crisis, financial regulation, financial system, policy issues, design of regulation, financial institutions, financial markets

Subject

Constitutional and Administrative Law Company and Commercial Law

Collection: Oxford Scholarship Online

Contents

Sign in

Get help with access

Personal account

  • Sign in with email/username & password
  • Get email alerts
  • Save searches
  • Purchase content
  • Activate your purchase/trial code

Sign in Register

Institutional access

  1. Sign in through your institution Principles of Financial Regulation (4)
  2. Sign in with a library card Sign in with username/password Recommend to your librarian

Institutional account management

Sign in as administrator

Get help with access

Institutional access

Access to content on Oxford Academic is often provided through institutional subscriptions and purchases. If you are a member of an institution with an active account, you may be able to access content in one of the following ways:

IP based access

Typically, access is provided across an institutional network to a range of IP addresses. This authentication occurs automatically, and it is not possible to sign out of an IP authenticated account.

Sign in through your institution

Choose this option to get remote access when outside your institution. Shibboleth/Open Athens technology is used to provide single sign-on between your institution’s website and Oxford Academic.

  1. Click Sign in through your institution.
  2. Select your institution from the list provided, which will take you to your institution's website to sign in.
  3. When on the institution site, please use the credentials provided by your institution. Do not use an Oxford Academic personal account.
  4. Following successful sign in, you will be returned to Oxford Academic.

If your institution is not listed or you cannot sign in to your institution’s website, please contact your librarian or administrator.

Sign in with a library card

Enter your library card number to sign in. If you cannot sign in, please contact your librarian.

Society Members

Society member access to a journal is achieved in one of the following ways:

Sign in through society site

Many societies offer single sign-on between the society website and Oxford Academic. If you see ‘Sign in through society site’ in the sign in pane within a journal:

  1. Click Sign in through society site.
  2. When on the society site, please use the credentials provided by that society. Do not use an Oxford Academic personal account.
  3. Following successful sign in, you will be returned to Oxford Academic.

If you do not have a society account or have forgotten your username or password, please contact your society.

Sign in using a personal account

Some societies use Oxford Academic personal accounts to provide access to their members. See below.

Personal account

A personal account can be used to get email alerts, save searches, purchase content, and activate subscriptions.

Some societies use Oxford Academic personal accounts to provide access to their members.

Viewing your signed in accounts

Click the account icon in the top right to:

  • View your signed in personal account and access account management features.
  • View the institutional accounts that are providing access.

Signed in but can't access content

Oxford Academic is home to a wide variety of products. The institutional subscription may not cover the content that you are trying to access. If you believe you should have access to that content, please contact your librarian.

Institutional account management

For librarians and administrators, your personal account also provides access to institutional account management. Here you will find options to view and activate subscriptions, manage institutional settings and access options, access usage statistics, and more.

Purchase

Our books are available by subscription or purchase to libraries and institutions.

Purchasing information

Advertisem*nt

Citations

Views

47,241

Altmetric

More metrics information

Metrics

Total Views 47,241

31,939 Pageviews

15,302 PDF Downloads

Since 10/1/2022

Month: Total Views:
October 2022 44
October 2022 374
October 2022 15
October 2022 44
October 2022 25
October 2022 9
October 2022 10
October 2022 405
October 2022 29
October 2022 43
October 2022 330
October 2022 256
October 2022 55
October 2022 33
October 2022 80
October 2022 348
October 2022 146
October 2022 347
October 2022 313
October 2022 13
October 2022 68
October 2022 9
October 2022 203
October 2022 196
October 2022 241
October 2022 20
October 2022 140
October 2022 44
October 2022 7
October 2022 26
October 2022 172
October 2022 160
October 2022 68
October 2022 46
October 2022 193
October 2022 163
October 2022 27
November 2022 62
November 2022 141
November 2022 208
November 2022 85
November 2022 136
November 2022 169
November 2022 99
November 2022 74
November 2022 404
November 2022 12
November 2022 417
November 2022 3
November 2022 3
November 2022 256
November 2022 80
November 2022 112
November 2022 191
November 2022 133
November 2022 16
November 2022 32
November 2022 98
November 2022 309
November 2022 67
November 2022 43
November 2022 64
November 2022 48
November 2022 71
November 2022 123
November 2022 8
November 2022 104
November 2022 332
November 2022 151
November 2022 168
November 2022 12
November 2022 3
November 2022 159
November 2022 253
December 2022 56
December 2022 67
December 2022 19
December 2022 209
December 2022 190
December 2022 214
December 2022 2
December 2022 315
December 2022 70
December 2022 72
December 2022 5
December 2022 65
December 2022 201
December 2022 115
December 2022 59
December 2022 125
December 2022 7
December 2022 11
December 2022 124
December 2022 104
December 2022 164
December 2022 68
December 2022 37
December 2022 6
December 2022 75
December 2022 122
December 2022 132
December 2022 3
December 2022 238
December 2022 329
December 2022 241
December 2022 101
December 2022 257
December 2022 90
December 2022 201
December 2022 77
January 2023 48
January 2023 51
January 2023 21
January 2023 62
January 2023 45
January 2023 106
January 2023 56
January 2023 50
January 2023 237
January 2023 9
January 2023 9
January 2023 42
January 2023 161
January 2023 116
January 2023 34
January 2023 63
January 2023 15
January 2023 7
January 2023 31
January 2023 38
January 2023 140
January 2023 72
January 2023 48
January 2023 42
January 2023 4
January 2023 97
January 2023 61
January 2023 97
January 2023 27
January 2023 227
January 2023 351
January 2023 7
January 2023 101
January 2023 52
January 2023 57
January 2023 9
January 2023 43
February 2023 41
February 2023 73
February 2023 31
February 2023 147
February 2023 106
February 2023 27
February 2023 75
February 2023 163
February 2023 52
February 2023 9
February 2023 76
February 2023 11
February 2023 99
February 2023 55
February 2023 69
February 2023 15
February 2023 41
February 2023 35
February 2023 228
February 2023 19
February 2023 23
February 2023 30
February 2023 14
February 2023 95
February 2023 85
February 2023 39
February 2023 67
February 2023 94
February 2023 5
February 2023 188
February 2023 189
February 2023 213
February 2023 17
February 2023 48
February 2023 18
February 2023 11
February 2023 245
March 2023 42
March 2023 68
March 2023 21
March 2023 88
March 2023 132
March 2023 124
March 2023 5
March 2023 121
March 2023 62
March 2023 69
March 2023 115
March 2023 32
March 2023 3
March 2023 39
March 2023 111
March 2023 125
March 2023 8
March 2023 36
March 2023 23
March 2023 13
March 2023 27
March 2023 105
March 2023 5
March 2023 118
March 2023 45
March 2023 98
March 2023 1
March 2023 86
March 2023 60
March 2023 103
March 2023 69
March 2023 6
March 2023 83
March 2023 162
March 2023 244
March 2023 36
March 2023 60
April 2023 36
April 2023 36
April 2023 19
April 2023 82
April 2023 80
April 2023 48
April 2023 71
April 2023 29
April 2023 8
April 2023 34
April 2023 5
April 2023 24
April 2023 24
April 2023 89
April 2023 144
April 2023 8
April 2023 17
April 2023 28
April 2023 34
April 2023 16
April 2023 13
April 2023 47
April 2023 32
April 2023 41
April 2023 16
April 2023 45
April 2023 2
April 2023 163
April 2023 6
April 2023 40
April 2023 67
April 2023 113
April 2023 26
April 2023 68
April 2023 96
April 2023 4
April 2023 40
May 2023 49
May 2023 49
May 2023 21
May 2023 39
May 2023 57
May 2023 98
May 2023 19
May 2023 83
May 2023 134
May 2023 78
May 2023 22
May 2023 3
May 2023 6
May 2023 69
May 2023 14
May 2023 95
May 2023 10
May 2023 121
May 2023 25
May 2023 11
May 2023 18
May 2023 48
May 2023 27
May 2023 25
May 2023 106
May 2023 6
May 2023 8
May 2023 15
May 2023 1
May 2023 59
May 2023 105
May 2023 5
May 2023 19
May 2023 39
May 2023 34
May 2023 129
May 2023 66
June 2023 33
June 2023 37
June 2023 10
June 2023 22
June 2023 41
June 2023 85
June 2023 76
June 2023 2
June 2023 67
June 2023 26
June 2023 49
June 2023 11
June 2023 3
June 2023 19
June 2023 13
June 2023 113
June 2023 4
June 2023 40
June 2023 14
June 2023 8
June 2023 45
June 2023 15
June 2023 54
June 2023 73
June 2023 24
June 2023 36
June 2023 3
June 2023 3
June 2023 15
June 2023 33
June 2023 99
June 2023 133
June 2023 20
June 2023 93
June 2023 80
June 2023 17
June 2023 2
July 2023 17
July 2023 22
July 2023 30
July 2023 39
July 2023 4
July 2023 34
July 2023 123
July 2023 5
July 2023 33
July 2023 28
July 2023 9
July 2023 29
July 2023 32
July 2023 13
July 2023 5
July 2023 4
July 2023 45
July 2023 10
July 2023 12
July 2023 12
July 2023 16
July 2023 13
July 2023 32
July 2023 3
July 2023 10
July 2023 17
July 2023 26
July 2023 6
July 2023 22
July 2023 21
July 2023 3
July 2023 71
July 2023 77
July 2023 3
July 2023 50
July 2023 29
July 2023 25
August 2023 42
August 2023 43
August 2023 27
August 2023 72
August 2023 33
August 2023 49
August 2023 248
August 2023 13
August 2023 59
August 2023 39
August 2023 44
August 2023 33
August 2023 36
August 2023 145
August 2023 17
August 2023 199
August 2023 49
August 2023 46
August 2023 10
August 2023 42
August 2023 41
August 2023 37
August 2023 37
August 2023 19
August 2023 48
August 2023 52
August 2023 102
August 2023 16
August 2023 175
August 2023 11
August 2023 3
August 2023 246
August 2023 37
August 2023 38
August 2023 100
August 2023 36
August 2023 50
September 2023 28
September 2023 29
September 2023 58
September 2023 37
September 2023 162
September 2023 1
September 2023 33
September 2023 262
September 2023 29
September 2023 35
September 2023 160
September 2023 13
September 2023 144
September 2023 4
September 2023 55
September 2023 10
September 2023 24
September 2023 60
September 2023 16
September 2023 17
September 2023 103
September 2023 128
September 2023 61
September 2023 35
September 2023 22
September 2023 11
September 2023 10
September 2023 2
September 2023 184
September 2023 36
September 2023 189
September 2023 15
September 2023 259
September 2023 46
September 2023 125
September 2023 372
September 2023 30
October 2023 52
October 2023 83
October 2023 56
October 2023 80
October 2023 29
October 2023 379
October 2023 304
October 2023 66
October 2023 13
October 2023 62
October 2023 90
October 2023 121
October 2023 38
October 2023 47
October 2023 14
October 2023 13
October 2023 179
October 2023 50
October 2023 225
October 2023 81
October 2023 49
October 2023 50
October 2023 30
October 2023 66
October 2023 72
October 2023 44
October 2023 6
October 2023 200
October 2023 6
October 2023 69
October 2023 7
October 2023 62
October 2023 206
October 2023 433
October 2023 81
October 2023 167
October 2023 65
November 2023 47
November 2023 39
November 2023 15
November 2023 101
November 2023 91
November 2023 29
November 2023 4
November 2023 172
November 2023 82
November 2023 61
November 2023 2
November 2023 24
November 2023 126
November 2023 148
November 2023 69
November 2023 14
November 2023 24
November 2023 57
November 2023 48
November 2023 57
November 2023 8
November 2023 118
November 2023 22
November 2023 2
November 2023 168
November 2023 51
November 2023 28
November 2023 77
November 2023 38
November 2023 35
November 2023 9
November 2023 274
November 2023 123
November 2023 158
November 2023 117
November 2023 45
December 2023 34
December 2023 54
December 2023 23
December 2023 11
December 2023 63
December 2023 37
December 2023 79
December 2023 146
December 2023 2
December 2023 55
December 2023 28
December 2023 52
December 2023 4
December 2023 13
December 2023 31
December 2023 4
December 2023 95
December 2023 28
December 2023 26
December 2023 68
December 2023 35
December 2023 27
December 2023 52
December 2023 14
December 2023 2
December 2023 279
December 2023 116
December 2023 135
December 2023 20
December 2023 45
December 2023 4
December 2023 46
December 2023 2
December 2023 66
December 2023 38
December 2023 89
December 2023 18
January 2024 70
January 2024 60
January 2024 66
January 2024 17
January 2024 110
January 2024 105
January 2024 76
January 2024 429
January 2024 10
January 2024 54
January 2024 74
January 2024 39
January 2024 61
January 2024 10
January 2024 228
January 2024 44
January 2024 84
January 2024 13
January 2024 114
January 2024 56
January 2024 70
January 2024 62
January 2024 4
January 2024 197
January 2024 73
January 2024 332
January 2024 125
January 2024 11
January 2024 469
January 2024 58
January 2024 6
January 2024 74
January 2024 100
January 2024 4
January 2024 122
January 2024 111
January 2024 42
February 2024 80
February 2024 85
February 2024 32
February 2024 137
February 2024 163
February 2024 58
February 2024 257
February 2024 10
February 2024 82
February 2024 13
February 2024 50
February 2024 56
February 2024 40
February 2024 23
February 2024 174
February 2024 31
February 2024 167
February 2024 27
February 2024 141
February 2024 39
February 2024 4
February 2024 125
February 2024 142
February 2024 53
February 2024 79
February 2024 28
February 2024 12
February 2024 35
February 2024 52
February 2024 56
February 2024 11
February 2024 47
February 2024 184
February 2024 256
February 2024 12
February 2024 86
February 2024 47
March 2024 13
March 2024 9
March 2024 5
March 2024 29
March 2024 25
March 2024 16
March 2024 26
March 2024 12
March 2024 18
March 2024 2
March 2024 16
March 2024 19
March 2024 13
March 2024 9
March 2024 3
March 2024 11
March 2024 5
March 2024 35
March 2024 28
March 2024 17
March 2024 2
March 2024 37
March 2024 6
March 2024 16
March 2024 12
March 2024 23
March 2024 17
March 2024 33
March 2024 5
March 2024 3
March 2024 8
March 2024 28
March 2024 39
March 2024 8
March 2024 8
March 2024 28

Citations

Powered by Dimensions

Altmetrics

×

More from Oxford Academic

Company and Commercial Law

Constitutional and Administrative Law

Law

Books

Journals

Advertisem*nt

Principles of Financial Regulation (2024)
Top Articles
Latest Posts
Article information

Author: Trent Wehner

Last Updated:

Views: 6846

Rating: 4.6 / 5 (56 voted)

Reviews: 87% of readers found this page helpful

Author information

Name: Trent Wehner

Birthday: 1993-03-14

Address: 872 Kevin Squares, New Codyville, AK 01785-0416

Phone: +18698800304764

Job: Senior Farming Developer

Hobby: Paintball, Calligraphy, Hunting, Flying disc, Lapidary, Rafting, Inline skating

Introduction: My name is Trent Wehner, I am a talented, brainy, zealous, light, funny, gleaming, attractive person who loves writing and wants to share my knowledge and understanding with you.