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Mutual Fund Resource Center
Opening a New Account
Welcome to the account establishment center. By opening an account, you can purchase and trade most of our mutual funds.
Minimum Investments by Account Type
| Direct Accounts w/Guggenheim Investments | |
| Non-Managed (incl. Retirement Accounts) | $5,000 |
| Managed by Financial Advisor* | N/A |
*Accounts opened through a financial intermediary (non-direct) will be subject to your financial intermediary’s minimum investment amount and minimum account balance requirements, which may differ from the amounts above.
| Accounts via Third Parties | |
| Retirement | $1,000 |
| Other | $2,500 |
There are no minimum amounts for subsequent investments into the Funds except for subsequent investments made via ACH. Guggenheim Investments reserves the right to modify its minimum account balance requirements at any time, with or without prior notice to you.
To establish an account you can:
- Download anapplication online, complete it and mail it to us.
1. Download Applications
Downloading applications in PDF format from guggenheiminvestments.com/forms may take a few minutes. We thank you for your patience while the file downloads and appreciate your interest in the Funds.
- Please read the prospectus and privacy policy carefully before investing. For more information see the Fund Information pages.
- Complete the appropriate application.
- After the application is completed, return your application and investment via one of the following methods:Investing by Check, Wire or ACH.
- Shortly after we receive your application and investment, you will receive a transaction confirmation.
- If you have any questions, please call us at 800.820.0888 for assisstance.
Note:Overall initial investment minimum is $5,000 (this isnota per-fund minimum).
2. Request Information by Mail
If you would rather have an investment kit containing all necessary forms, applications and prospectuses sent to your home or business, pleaseclick hereto request that information by mail.
Benefits of Investing Directly
- One of the most liberal exchange policies in the industry
- Online Account Access and Web Trading
- Twice per day pricing available for multiple funds
- Electronic statements and confirmations by request
- Check-writing privileges from money market accounts
- Systematic withdrawal plan
Not Ready to Invest $5,000?
The Funds are also available through many brokerage firms and financial intermediaries where investment minimums, transaction fees and fund closing times will vary.
New Account Info
- How Do I Invest?
- Types of Accounts
- Open an Account
- Account Funding Options
- Account Minimums
- Automatic Investments and Redemptions
- Account Authorization
- Opening a New Account
- Purchasing the Funds
- Account Types
General Account and Product Info
- Fund Name Structure
- Low Account Balances
Account Options
- Selling the Funds
Contact Us
- Phone and Mailing Information
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Read a prospectus and summary prospectus (if available) carefully before investing. It contains the investment objective, risks charges, expenses and the other information, which should be considered carefully before investing. To obtain a prospectus and summary prospectus (if available) click here or call 800.820.0888.
Investing involves risk, including the possible loss of principal.
Guggenheim Investments represents the following affiliated investment management businesses of Guggenheim Partners, LLC: Guggenheim Partners Investment Management, LLC, Security Investors, LLC, Guggenheim Funds Distributors, LLC, Guggenheim Funds Investment Advisors, LLC, Guggenheim Partners Advisors, LLC, Guggenheim Corporate Funding, LLC, Guggenheim Partners Europe Limited, Guggenheim Partners Japan Limited, and GS GAMMA Advisors.
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• Not FDIC Insured • No Bank Guarantee • May Lose Value
This website is directed to and intended for use by citizens or residents of the United States of America only. The material provided on this website is not intended as a recommendation or as investment advice of any kind, including in connection with rollovers, transfers, and distributions. Such material is not provided in a fiduciary capacity, may not be relied upon for or in connection with the making of investment decisions, and does not constitute a solicitation of an offer to buy or sell securities. All content has been provided for informational or educational purposes only and is not intended to be and should not be construed as legal or tax advice and/or a legal opinion. Always consult a financial, tax and/or legal professional regarding your specific situation. Investing involves risk, including the possible loss of principal.
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By confirming below that you are an Institutional Investor, you will gain access to information on this website (the “Website”) that is intended exclusively for Institutional Investors and, as such, the information should not be relied upon by individual investors. This Website and any product, content, information, tools or services provided or available through the Website (collectively, the “Services”) are provided to Institutional Investors for informational purposes only and do not constitute a recommendation to buy or sell any security or fund interest. Nothing on the Website shall be considered a solicitation for the offering of any investment product or service to any person in any jurisdiction where such solicitation or offering may not lawfully be made. By accessing this Website, you expressly acknowledge and agree that the Website and the Services provided on or through the Website are provided on an as is/as available basis, and except as partnered by law, neither Guggenheim Investments and it parents, subsidiaries and affiliates nor any third party has any responsibility to maintain the website or the Services offered on or through the Website or to supply corrections or updates for the same. You understand that the information provided on this Website is not intended to provide, and should not be relied upon for, tax, legal, accounting or investment advice. You also agree that the terms provided herein with respect to the access and use of the Website are supplemental to and shall not void or modify the Terms of Use in effect for the Website. The information on this Website is solely intended for use by Institutional Investors as defined below: banks, savings and loan associations, insurance companies, and registered investment companies; registered investment advisers; individual investors and other entities with total assets of at least $50 million; governmental entities; employee benefit (retirement) plans, or multiple employee benefit plans offered to employees of the same employer, that in the aggregate have at least 100 participants, but does not include any participant of such plans; member firms or registered person of such a member; or person(s) acting solely on behalf of any such Institutional Investor.
By clicking the "I confirm" information link the user agrees that: “I have read the terms detailed and confirm that I am an Institutional Investor and that I wish to proceed.”
