Financial Corp Peregrine stock holdings and net worth by SEC Form 4 filings Mar, 2024 (2024)

FAQs

Where can I find Form 4 filings? ›

Forms 3, 4, and 5 are publicly available through the SEC's EDGAR database at www.sec.gov/ edgar/searchedgar/webusers. htm. In addition to the SEC's EDGAR database, there also are many third-party websites that offer insider ownership and transaction information.

It simply indicates that an insider traded shares — and doing so is not necessarily illegal. Form 4 filings are publicly available through the Securities and Exchange Commission's Electronic Data Gathering, Analysis, and Retrieval system — EDGAR.

Form 4 is required to be filed by a company or the individual at the company when there is a change in the holdings of company insiders. Form 4 must be filed with the SEC within two days of the transaction.

If you are looking for older for SEC filings that date after 1994 the EDGAR system is free on the SEC's website. Prior to that you have to look to elsewhere. The Library has a microfiche set but you will need the print index to find the filings themselves.

Anyone who is a Section 16 insider of a reporting company must file a Form 4 with the SEC under Section 16 of the Exchange Act to report any changes in the filer's beneficial ownership of any class of the company's equity securities after the filer executes a transaction.

A Form 4 must be filed before the end of the second business day following a change in ownership of securities or derivative securities (including the exercise or grant of stock options) for individuals subject to Section 16 of the Securities Exchange Act of 1934.

As a general rule, Form 4 filings that show substantial insider buying activity are a bullish signal. If insiders are buying, they are confident about the future and expect the company's share price to rise.

Form 4 must be filled out each time a partner is appointed, excluded, or their name, address, or classification changes. The LLP Act of 2008 mandates that forms—Form 4 and Form 3—must be submitted to make any changes to the LLP's constitution.

The ATF Form 4 is used to transfer an NFA Firearm to a non-FFL (individual or trust). ATF's “Form 4” is an “Application for Tax Paid Transfer and Registration of a Firearm”. It is used whenever you are buying an NFA Firearm that already exists (not making one).

What is the SEC S-4 filing? ›

Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.

Among the most common SEC filings are: Form 10-K, Form 10-Q, Form 8-K, the proxy statement, Forms 3,4, and 5, Schedule 13, Form 114, and Foreign Investment Disclosures.

You can find out the names of the shareholders of a public company through several resources. If you wish to find out the names of large shareholders of a public company that has filed with the SEC, you can find this information by searching EDGAR, the SEC's Electronic Data Gathering, Analysis, and Retrieval System.

Many, but not all SEC filings are available online through the SEC's EDGAR (Electronic Data Gathering, Analysis, and Retrieval) database and as structured datasets in the Harvard Dataverse.

You can search for and retrieve Form 13F filings using the SEC's EDGAR database. To find the filings of a particular money manager, enter the money manager's name in the Company Name field. To see all recently filed 13Fs, use the "Latest Filings" search function and enter "13F" in the Form Type box.

Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online.

Forbes has a semi-daily report highlighting some important insider transactions. Finviz features a free and searchable database of insider dealings. GuruFocus has a free searchable database of insider filings in the U.S. and an optional fee-based subscription for insider dealings in the Dutch and Canadian markets.