Co-Investor Pooling Ltd Selige stock holdings and net worth by SEC Form 4 filings Mar, 2024 (2024)

FAQs

How to understand SEC form 4? ›

Form 4 is a two-page document, which covers any buy-and-sell orders, as well as the exercise of company stock options. Options are contracts that give the holder the right, but not the obligation to buy or sell a stock at a certain price, and by a specific date.

What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.

Form 4 filings can help investors identify transactions that top corporate insiders such as CEOs, CFOs, and Chairmen have made in US publicly listed companies. This is valuable because corporate insiders have a genuine information advantage over other investors.

The Schedule 13D is also known as the "beneficial ownership report" and is required when any owner acquires 5% or more of the voting shares in a company. The report must be filed within 10 days of reaching the 5% threshold.

Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.

A grant of restricted stock is reported in Table I with transaction code A within two business days of the grant date. No separate filing is made at vesting for restricted stock, unless any stock is withheld or surrendered to cover withholding.

Beneficial Ownership Percentage is calculated by dividing the number of Ordinary Shares and Share Equivalents of which a person is a Beneficial Owner as of a specific date by the total number of Ordinary Shares outstanding at that moment.

(B) 10-Percent shareholder The term “10-percent shareholder” means— (i) in the case of an obligation issued by a corporation, any person who owns 10 percent or more of the total combined voting power of all classes of stock of such corporation entitled to vote, or (ii) in the case of an obligation issued by a ...

Form 4 is filed by a current qualified federal firearms licensee (FFL) registrant to transfer an NFA weapon to an individual or other entity (non-licensee).

The ATF Form 4 is used to transfer an NFA Firearm to a non-FFL (individual or trust). ATF's “Form 4” is an “Application for Tax Paid Transfer and Registration of a Firearm”. It is used whenever you are buying an NFA Firearm that already exists (not making one).

How soon do you have to file a Form 4? ›

Generally, a Form 4 must be filed within two business days of the change in beneficial ownership.

Generally, insider buying illustrates management's confidence in their company. Many consider insider buying a bullish sign or a sign that the company's price will rise in the short term. Conversely, selling is considered a more bearish sign that management offloads its shares before the company's price falls.

If a group beneficially owns shares in excess of five percent of the class of covered securities, all members will be subject to Section 13(d) reporting requirements, even if any individual member beneficially owns less than five percent of such class.

This is primarily because any shareholder who owns more than 5% of a public company's shares is mandated to report the ownership. This information can be accessed through the Securities and Exchange Commission's (SEC) EDGAR database.

If the transaction is not specifically listed, use transaction Code “J” and describe the nature of the transaction in the space for explanation of responses. If a transaction is voluntarily reported earlier than required, place “V” in the appropriate column to so indicate; otherwise, the column should be left blank.

SEC filing requirements mandate that publicly traded companies submit various documents to the U.S. Securities and Exchange Commission. These include annual reports (Form 10-K), quarterly reports (Form 10-Q), and material events reports (Form 8-K), among others, to ensure transparency and compliance.

SEC Form S-4 is filed with the SEC by a public company to register any material information related to a mergers and acquisitions deal. The Security & Exchange Commission's Rule 144 regulates the resale of restricted or unregistered securities.